Journal of Biogeography (J. Biogeogr.) (2017) 44, 182–194
ORIGINAL
ARTICLE
Evolutionary history of the thicket
rats (genus Grammomys) mirrors the
evolution of African forests since late
Miocene
Josef Bryja1,2*, Radim Sumbera3, Julian C. Kerbis Peterhans4,5,
Tatiana Aghova1,2, Anna Bryjova1, Ondrej Mikula1,6, Violaine Nicolas7,
Christiane Denys7 and Erik Verheyen8,9
1
Institute of Vertebrate Biology of the Czech
Academy of Sciences, 603 65 Brno, Czech
Republic, 2Department of Botany and
Zoology, Faculty of Science, Masaryk
University, 611 37 Brno, Czech Republic,
3
Department of Zoology, Faculty of Science,
e
University of South Bohemia, 370 05 Cesk
Budejovice, Czech Republic, 4College of
Professional Studies, Roosevelt University,
60605 Chicago, IL, USA, 5Field Museum of
Natural History, 60605 Chicago, IL, USA,
6
Institute of Animal Physiology and Genetics
of the Czech Academy of Sciences, 602 00 Brno,
Czech Republic, 7Institute of Systematics and
Evolution, UMR7205 CNRS-MNHN-EPHESorbonne Universites, 75005 Paris, France,
8
Royal Belgian Institute for Natural Sciences,
Operational Direction Taxonomy and
Phylogeny, 1000 Brussels, Belgium,
9
Evolutionary Ecology Group, Biology
Department, University of Antwerp, 2020
Antwerp, Belgium
*Correspondence: Josef Bryja, Institute of
Vertebrate Biology of the Czech Academy of
Sciences, Research Facility Studenec, Studenec
122, 675 02 Konesın, Czech Republic.
E-mail: bryja@brno.cas.cz
ABSTRACT
Aim Grammomys are mostly arboreal rodents occurring in forests, woodlands
and thickets throughout sub-Saharan Africa. We investigated whether the
divergence events within the genus follow the existing evolutionary scenario for
the development of African forests since the late Miocene.
Location Sub-Saharan African forests and woodlands.
Methods We inferred the molecular phylogeny of Grammomys using Bayesian
and maximum likelihood methods and DNA sequences of 351 specimens collected from across the distribution of the genus. We mapped the genetic diversity, estimated the divergence times by a relaxed clock model and compared
evolution of the genus with forest history.
Results Phylogenetic analysis confirms the monophyly of Grammomys and
reveals five main Grammomys lineages with mainly parapatric distributions:
(1) the poensis group in Guineo-Congolese forests; (2) the selousi group with
a distribution mainly in coastal forests of southern and eastern Africa; (3) the
dolichurus group restricted to the easternmost part of South Africa; (4) the
macmillani group in the northern part of eastern and Central Africa with one
isolated species in Guinean forests; and (5) the surdaster group, widely distributed in eastern Africa south of the equator. Every group contains well
supported sublineages suggesting the existence of undescribed species. The
earliest split within the genus (groups 1 vs. 2–5) occurred in the late Miocene
and coincides with the formation of the Rift Valley which resulted in the
east–west division of the initially pan-African forest. The subsequent separation between groups (2 vs. 3–5) also dates to the end of the Miocene and
suggests the split between Grammomys from coastal to upland forests in eastern Africa followed by a single dispersal event into western Africa during the
Pleistocene.
Conclusions The evolutionary history of the genus Grammomys closely
reflects the accepted scenario of major historical changes in the distribution of
tropical African forests since the late Miocene.
Keywords
Arvicanthini, coastal forests, late Miocene, lowland forests, mountain forests,
phylogeography, Plio-Pleistocene climate changes, Rodentia, tropical Africa
INTRODUCTION
Tropical forests in Africa contain rich biodiversity. For
example, the Eastern Arc Mountains support c. 3300 km2 of
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doi:10.1111/jbi.12890
forest that harbours 211 endemic or nearly endemic vertebrate species (Rovero et al., 2014), whereas the Albertine Rift
mountains host the largest suite of endemic mammals on the
continent (Plumptre et al., 2007). However, biological
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Evolution of climbing rats and African forests
diversity is not equally distributed across the African tropics
(e.g. De Klerk et al., 2002), but knowledge of its distribution
is crucial in prioritizing conservation activity.
A recent study of forest composition in tropical Africa
identified six floristic clusters associated with particular environmental conditions (Fayolle et al., 2014; Fig. 1). The origin
of these forest types is the outcome of a complex evolutionary history that started from a single continuous equatorial
forest that covered sub-Saharan Africa during a period of
humid climate of the Early and Middle Miocene (Plana,
2004). By the Late Miocene, tectonic uplift created the Rift
Valley and split the pan-African rainforest into the GuineoCongolese forests in western and Central Africa and the forests situated east of the rift. The rift formation combined
with declining global temperatures and changes in monsoon
winds resulted in an arid climate that caused the disappearance of forests along the slope of the rift mountains, hence
creating the so-called arid corridor that periodically
connected the northern (Sudanian and Somalian) and southern (Zambezian) savannas (Bobe, 2006). However, some old
mountain ranges (e.g. Albertine Rift and Eastern Arc mountains) served as long-term forest refugia allowing the evolution of species-rich communities (e.g. Loader et al., 2014).
Throughout this period, West (=Guinean) and Central
(=Congolese) African forests continued to exist as a single
unit that underwent periodic fragmentation during the Pleistocene (Maley, 1996). Since the Middle Pleistocene, the
forested mountain chains in eastern Africa also underwent
fragmentation, as suggested by increasing proportions of C4
vegetation, most likely indicating the origin of the current
tropical grasslands around these mountains (Cerling, 1992).
Based on the concept of phylogenetic niche conservatism
(Wiens & Donoghue, 2004), this study proposes to use a
phylogeographical approach for forest-dwelling mammals to
investigate the evolutionary history and past connections
among African forests. Phylogeographical patterns for widely
aridulus
gazellae
minnae
(a) bunƟngi
macmillani
poensis
kuru
KH
dryas
ARM
caniceps
EAM
selousi
SRM
surdaster
(b)
Coastal East Africa
Upland East Africa
Dry West Africa
Wet-Moist West Africa
Moist Central Africa
Wet Central Africa
cometes
surdaster group
macmillani group
dolichurus group
selousi group
poensis group
dolichurus
Figure 1 (a) Distribution of sampled Grammomys specimens in sub-Saharan Africa. The five main genetic groups of Grammomys are
represented by different symbols (see key). Black stars show type localities of currently valid species (except G. surdaster, which is
considered a junior synonym of G. dolichurus) mentioned in the text. Main mountain blocks mentioned in the text are schematically
demarcated by dashed lines: KH = Kenyan Highlands, ARM = Albertine Rift Mountains, EAM = Eastern Arc Mountains,
SRM = Southern Rift Mountains. (b) Distribution of main forest types in sub-Saharan Africa. The dots represent localities downloaded
from Fayolle et al. (2014). They correspond to the six floristic clusters defined by the analysis of 1175 tree species in 455 sampling sites
of tropical African forests.
Journal of Biogeography 44, 182–194
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distributed taxa with specific ecological requirements can be
used to test alternative hypotheses of African forest evolution. Although an increasing number of studies have used
this approach on sub-Saharan vertebrates (e.g. Huntley &
Voelker, 2016), so far few studies have targeted widespread
taxa living in various forest types (for a rare example, see
Couvreur et al., 2008). It is in this context that we have used
DNA sequences to infer for the first time the phylogeny of
thicket rats of the genus Grammomys. These partly arboreal
rodents, belonging to the tribe Arvicanthini (Ducroz et al.,
2001; Lecompte et al., 2008; Missoup et al., 2016), occur in a
variety of forests and woodlands in sub-Saharan Africa.
Although 11–14 Grammomys species are currently recognized, the monophyly of the genus remains uncertain and its
taxonomic sampling incomplete (Musser & Carleton, 2005).
Because these climbing rats are widely distributed in subSaharan forests and woodlands, they may represent a suitable
model group to trace the evolutionary histories of the
forested habitats in which they occur. Moreover, the fact that
they represent a genus originating during the radiation of
Arvicanthini c. 8 Ma (Ducroz et al., 2001) provides an
opportunity to study their evolutionary history since the Late
Miocene, a crucial era for the development of African forests.
Over the past decades, we have collected material of
Grammomys rats from a large part of their distribution for
molecular sampling. We inferred for the first time the phylogeny of the genus that we used together with estimated
divergence dates as a proxy for the evolutionary histories of
the different forest types in tropical Africa in which they
occur. Lastly, based on observed diversity, we identified the
geographical areas and genetic clades in which future taxonomic studies are most likely to result in discovery of new
species of Grammomys.
MATERIALS AND METHODS
Sampling
The study is based on 351 specimens of Grammomys genotyped for at least one genetic marker (see Table S1 in
Appendix S1 in Supporting Information). The tissue samples
were stored in 96% ethanol, DMSO or liquid nitrogen until
DNA extraction. All fieldwork complied with legal regulations in the respective African countries, and sampling was
carried out in accordance with local legislation (see Acknowledgements). In total, the analysed dataset includes genetic
information on specimens collected from 170 localities in 18
African countries (Fig. 1).
DNA sequencing
We collected the sequences for mitochondrial markers, either
the cytochrome b gene (CYTB, 334 new sequences and 11
from GenBank), the 16S rRNA gene (16S, 164 new
sequences) or both, for all 351 specimens. For 112 selected
184
specimens, we also obtained sequences of the nuclear gene
for interphotoreceptor binding protein (IRBP, 110 new
sequences and two from GenBank) to match detected mitochondrial diversity as far as possible with sequences from a
nuclear locus (see Table S1 in Appendix S1). Primers and
PCR protocols for DNA from fresh material are detailed in
Table S1 in Appendix S2. PCR products were Sanger
sequenced from both sides in a commercial laboratory.
Genetic data obtained from fresh material were complemented by eight museum samples (mostly dry skins) (see
Appendix S1) pyrosequenced on GS Junior using the CYTB
mini-barcode protocol (Galan et al., 2012). This approach
was used for samples from geographical areas that are difficult to access today or from the type localities of G. dryas
and G. poensis (see more details in Bryja et al., 2014a).
Phylogenetic reconstructions within Grammomys
and genetic distances
Sequences of CYTB, 16S and IRBP were edited and aligned
in SeqScape 2.5 (Applied Biosystems, Foster City, CA,
USA), producing final alignments of 1140, 575 and 1261 bp,
respectively. We first reconstructed the mitochondrial phylogeny using the concatenated CYTB and 16S dataset,
because preliminary separate analyses of these two loci provided very similar topologies (not shown). We performed
the final phylogenetic analyses with a reduced mtDNA dataset of 157 specimens (155 sequences of CYTB and 115 of
16S) (see Appendix S1), representing the main mtDNA lineages identified by preliminary analyses (not shown). The
remaining 194 specimens (identical and/or shorter sequences
from the same or neighbouring localities) were unambiguously assigned to particular lineages by neighbour-joining
analysis (bootstrap support > 90%; not shown) in Mega
6.06 (Tamura et al., 2013). These data were used to increase
the precision with which we mapped the geographical distribution of phylogenetic clades and assigned type material to
particular genetic groups. To assess the monophyly of Grammomys reliably, we used as outgroups 24 mitochondrial
sequences of 13 genera within the tribe Arvicanthini (sensu
Lecompte et al., 2008), eight sequences of species from other
tribes of Murinae and one species of the subfamily Gerbillinae (see Table S2 in Appendix S1). We used PartitionFinder 1.0.1 (Lanfear et al., 2012) to detect partitions and the
most suitable substitution models simultaneously. Using the
Bayesian information criterion (BIC), the best scheme supported four partitions (see Table S2 in Appendix S2).
Mitochondrial phylogeny was analysed by maximum likelihood (ML) and Bayesian inference (BI) approaches. ML
analysis was performed using RAxML 8.0 (Stamatakis, 2014).
Because simpler models are not available in RAxML, the
GTR+G model (option -m GTRGAMMA) was selected for
the four partitions (option -q). The robustness of the nodes
was evaluated by the default bootstrap procedure with 1000
replications (option -# 1000). Bayesian analysis of evolutionary relationships was performed in MrBayes 3.2.1 (Ronquist
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Evolution of climbing rats and African forests
supported by only one analysis
selousi
group
dolichurus
group
macmillani group
su6
Dated phylogeny of Arvicanthini
The ML and BI analyses of the concatenated mitochondrial
dataset resulted in different phylogenetic positions for the
poensis group (see below). The ML tree suggests that the
poensis group represents a separate lineage within Arvicanthini and does not belong to Grammomys. As the basal
divergences within this tribe were poorly supported (not
shown), we attempted to increase their degree of support by
adding more mitochondrial and nuclear sequences. The
enhanced dataset contained four mitochondrial (CYTB,
COI+COII+ATPase8, 16S, 12S) and five nuclear markers
(IRBP, RAG1, GHR, BRCA1, AP5). In total, this multi-locus
dataset included 34 species of Arvicanthini (sensu Lecompte
et al., 2008) comprising 14 genera. The genus Grammomys
was represented by sequences of representatives of the five
groups that were identified by the mitochondrial phylogeny.
As outgroups, we used representatives of six other tribes of
Murinae (see Table S3 in Appendix S1). The total length of
the concatenated dataset was 9458 bp with 46% missing
data. We performed analyses in RAxML and MrBayes using
the partitioned datasets (see Table S2 in Appendix S2) as
described above.
The same dataset was used to estimate the times to most
recent common ancestors (TMRCAs) of the clades that were
identified by earlier analyses. We used a relaxed clock model
with branch rates drawn from an uncorrelated lognormal
distribution in beast 1.8.2 (Drummond et al., 2012).
Journal of Biogeography 44, 182–194
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surdaster group
BS >75 and PP >0.95
poensis group
& Huelsenbeck, 2003). Three heated and one cold chains
were employed in a partitioned analysis, and runs were initiated from random trees. Two independent runs were conducted with 5 million generations each, and trees and
parameters were sampled every 1000 generations. Convergence was checked using Tracer 1.5 (Rambaut & Drummond, 2007). For each run, the first 25% of sampled trees
were discarded as burn-in. Bayesian posterior probabilities
(PP) were used to assess branch support of the Markov chain
Monte Carlo (MCMC) tree.
The number of base substitutions per site of CYTB averaging over all sequence pairs between and within groups was
calculated as uncorrected p-distance as well as using the
Kimura 2-parameter (K2P) model. The groups were
defined on the basis of phylogenetic analysis (see below and
Fig. 2). This analysis was conducted in Mega 6.06 and
involved 155 CYTB sequences representing 28 mitochondrial
lineages.
For the phylogenetic analyses of 101 retained nuclear IRBP
sequences from all but one of the mitochondrial lineages
(m6 was missing because no IRBP sequence was obtained),
heterozygous sequences were phased using fastPHASE
(Scheet & Stephens, 2006) implemented in DnaSP 5.10
(Librado & Rozas, 2009). Using PartitionFinder 1.0.1 and
BIC, the best scheme supported two partitions (see Table S2
in Appendix S2). Phylogenetic analyses were performed in
RAxML and MrBayes as described above.
0.05
Figure 2 Mitochondrial Bayesian tree of Grammomys based on
concatenated alignment of 1140 bp of CYTB and 575 bp of 16S.
The circles indicate statistical support for nodes, specifically
1000 bootstraps in maximum likelihood analysis (BS)/posterior
probability from Bayesian analysis (PP). Only values BS > 75
and PP > 0.95 are shown. More detailed version of the tree with
precise values of statistical support, tip labels and outgroups is
shown in Appendix S3.
Calibration of the molecular clock was based on four fossil
taxa. Three represent the oldest records of three Arvicanthine
genera (Lemniscomys, Arvicanthis, Aethomys) from the
Lemudong0 o locality 1, Kenya (Manthi, 2007; 6.12–6.08 Ma),
for which we used exponential priors with mean = 1.0 and
offset = 6.1 for TMRCA of these genera. The fourth calibration point was represented by the Mus/Arvicanthis split
(Kimura et al., 2015; 11.1 Ma), for which we set an exponential prior with mean 1.0 and offset 11.1. For more details,
see Table S4 in Appendix S2. For divergence dating analysis,
we used the partitioned multi-locus dataset (see Table S2 in
Appendix S2) with priors set to the Yule speciation process,
and we constrained the tree topology based on the results of
the previous ML analysis. We used a linked partition tree
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and unlinked clock and site models. The MCMC simulations
were run twice with 20 million iterations, with genealogies
and model parameters sampled every 1000 iterations. The
outputs from beast were analysed as described above, following the removal of 25% trees as burn-in. All phylogenetic
analyses were run on CIPRES Science Gateway (Miller et al.,
2010).
Species tree and dating of divergences within
Grammomys
We used the concatenated mitochondrial sequences
(CYTB+16S) and unphased nuclear IRBP genes of the genus
Grammomys to obtain a dated species tree under the fully
Bayesian framework implemented in the *beast package
(Heled & Drummond, 2010), an extension of beast 1.8.2
(Drummond et al., 2012). Alignments for mitochondrial and
nuclear genes were given separate and unlinked substitution,
clock and tree models (the latter was linked for two mitochondrial markers). The monophyly of the five main lineages
was constrained and the tree was calibrated (relaxed log-normal clock, secondary calibration) using the TMRCAs of the
main Grammomys lineages estimated from the primary divergence date analysis of Arvicanthini (see Table S4 in
Appendix S2). Two independent runs were carried out for
20 million generations with sampling every 2000 generations
in beast. The resulting parameter and tree files from the
two runs were examined for convergence in Tracer 1.5 and
combined in LogCombiner 1.8.2 (Drummond et al., 2012)
after removing 10% burn-in. A maximum clade credibility
tree was calculated in TreeAnnotator 1.8.2 (Drummond
et al., 2012).
Biogeographical analysis
The dispersal–extinction–cladogenesis model of Lagrange
(DEC model; Ree & Smith, 2008) estimates geographical
range evolution using a phylogenetic tree with branch lengths
scaled to time, geographical (habitat) areas for all tips, and
an adjacent matrix of plausibly connected areas. We used the
optimization on multiple trees (i.e. Bayes-Lagrange or SDEC model) implemented in the in Rasp 3.1 software (Yu
et al., 2015) to take into account topological uncertainty.
Rasp computes the likelihood values of all possible ancestral
distributions in Lagrange and, relying on a composite
Akaike weight, it summarizes the biogeographical reconstructions across trees.
Using the distribution data for particular lineages (Fig. 3),
we assigned the distribution of tips on the species tree to six
main forest types defined by Fayolle et al. (2014; see Fig. 1b).
In S-DEC analysis, the maximum number of current and
ancestral ranges was set at two (as currently no lineage
occurs in more than two main forest types) and all six areas
were allowed to be mutually connected in the past. For background phylogenetic information, we used 18,000 trees from
the species tree analysis in *beast. The probability of ancestral areas was plotted in the form of pie-charts along the
species tree.
(b)
(a)
Bioko Island
p1
p2 (kuru?)
p3
p4 (poensis)
se1
se2
se3 (cometes)
se4 (selousi)
se5
m1 (dryas)
m2
m3 (bunƟngi)
m4 (macmillani)
m5 (cf. gazellae)
m6
m7
m8
dolichurus
su1
su2
su3
su4
su5
su6
su7
su8
su9
su10
Figure 3 Geographical distribution of genetic lineages within the five main Grammomys groups. Different groups are shown by
different symbol shapes and different lineages by different symbol colours. The names of lineages correspond to those in Fig. 2 and
putative species names for some are in parentheses (see text for more details). (a) Poensis (squares), selousi (circles) and macmillani
(stars) groups; (b) dolichurus (stars) and surdaster (triangles) groups.
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Evolution of climbing rats and African forests
RESULTS
Phylogenetic analysis of the mitochondrial dataset
and distribution of genetic variability
The topology of mitochondrial Grammomys trees was similar
in ML and BI analyses, except for the position of the poensis
group (see below). Based on the topology and statistical support for the branches of the inferred tree, we defined five
main genetic groups within the genus (Fig. 2; for the tree
with tip labels and outgroups, see Appendix S3). These
groups have largely parapatric distribution ranges with up to
three groups partially overlapping in northeastern Tanzania
and southeastern Kenya (Fig. 1). The group names are based
on the ongoing taxonomic revision of the genus (J. Bryja
et al., unpublished data).
(1) The poensis group includes specimens from GuineoCongolese forests on the north bank of the Congo River,
including montane forests of the Cameroon volcanic line
(Fig. 1). In BI analysis, the poensis group formed a sister
clade to the remaining Grammomys taxa (Fig. 2), but in ML
topology, it formed a deeply divergent lineage with unresolved relationships to other genera of Arvicanthini. The
group can be subdivided into four lineages (p1–p4; Fig. 2)
with parapatric distributions. The most distinct populations
(=p1) are found in Gabon, isolated by the river Ogooue
(Fig. 3a). The lineage p2 may correspond to G. kuru (Thomas & Wroughton, 1907), described from northeastern
Democratic Republic of the Congo (DRC). Grammomys
poensis was described from Bioko Island and corresponds to
lineage p4 (Eisentraut, 1965).
(2) The selousi group is named after a recently described
species, G. selousi Denys et al., 2011; from southeastern Tanzania, for which CYTB sequence of type material was
included in the analysis. The group is subdivided into five
lineages with allopatric or parapatric distribution ranges
within a narrow belt along the East African coast (se1–se5;
Figs 2 & 3a) and appears to prefer lowland forests, e.g.
coastal forests inhabited by se4 and se5 (but the latter also
occurs in the Usambara Mts and hills of southeastern Kenya;
Fig. 3a). The only lineage within this group that is restricted
to highlands is se1 in the Southern Rift Mountains (SRM) of
southern Tanzania and northern Malawi. The South African
lineage se3 may represent G. cometes (Thomas & Wroughton,
1908).
(3) The dolichurus group occurs south of the Zambezi
(Fig. 3b). Our sample size was too small for detailed analysis
of internal genetic structure, but the three lineages seem to
correspond to populations distributed along a north–south
trajectory (not shown).
(4) The macmillani group is composed of eight highly
divergent genetic lineages (m1–m8; Figs 2 & 3a). Based on
mostly non-overlapping distributions, three lineages can be
assigned to earlier species descriptions, although comparisons
with type material are required to confirm our current taxonomic interpretation. The m4 lineage is probably G.
Journal of Biogeography 44, 182–194
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macmillani (Wroughton, 1907) described from Wouida,
north of Lake Turkana in Ethiopia; m1 corresponds to G.
dryas (Thomas, 1907) described from the Ruwenzori Mts in
Uganda, and m3 to G. buntingi (Thomas, 1911), which is the
only Grammomys species in our material occurring west of
the Dahomey gap. Furthermore, m5 may represent G. gazellae (Thomas, 1910), a taxon described from South Sudan
and synonymized with G. macmillani (Hutterer & Dieterlen,
1984).
(5) The surdaster group is named after G. surdaster (Thomas & Wroughton, 1908), a synonym of G. dolichurus (Musser & Carleton, 2005). However, if the dolichurus group is
an exclusively southern African clade (see above), we recommend applying the name surdaster to populations north of
the Zambezi as has been suggested by Musser & Carleton
(2005). The surdaster group is sister to the macmillani group
in all mitochondrial trees. Both groups have largely parapatric distribution ranges with a relatively narrow overlap in
northern Tanzania and in the Albertine Rift. The surdaster
group is widespread in the eastern African highlands between
the equator and the Zambezi River (except for a single locality in central Mozambique; Fig. 1) and may also occur in
Angola and southern DRC as suggested by su5 from the Kikwit area in southwestern DRC (see also the distribution map
in Monadjem et al., 2015 under the name G. dolichurus).
The group can be divided into 10 well-supported mitochondrial lineages with mostly parapatric distribution ranges
(su1–su10; Figs 2 & 3b). The relationships among them are
unresolved, although in most topologies su1 is sister to all
the other lineages and su5–su7 and su8–su10 are monophyletic clades.
Genetic distances
Genetic distances for CYTB within and among mitochondrial
lineages of Grammomys are summarized in Table S3 in
Appendix S2. Uncorrected p-distances (and similarly K2Pcorrected distances) among lineages belonging to different
groups were high and ranged from 8.4% (m59su2) to 18.7%
(p29se5). The genetic distances among lineages within each
group ranged between 6% and 12% (Table 1), except for the
surdaster group, in which 11 of 45 lineage pairs differed by
< 5% (see Appendix S2).
Analysis of nuclear IRBP gene
The phylogenetic analysis of phased IRBP sequences provided
a less resolved tree (see Fig. S1 in Appendix S2). Of five
major mitochondrial clades, only two (poensis and selousi)
were reliably recovered by IRBP. The poensis group formed
a clade with the genus Thallomys exclusive of the other
Grammomys clades. In the selousi group, only se1 and se3
were significantly supported. In the macmillani group, the
geographically adjacent m1 and m2 clades from the Albertine
Rift Mts differed substantially in IRBP sequences, while m3
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Table 1 Minimum and maximum genetic distances (K2P corrected and uncorrected p distances) among lineages in four main
Grammomys groups. Genetic variation within the dolichurus group was not analysed because of the low number of available sequences.
Minimum distance
Maximum distance
Groups
K2P distance
p distance
Lineages
K2P distance
p distance
Lineages
selousi
poensis
macmillani
surdaster
0.093
0.072
0.064
0.037
0.086
0.067
0.061
0.036
se2 9 se3
p3 9 p4
m7 9 m8
su5 9 su9
0.127
0.106
0.134
0.108
0.114
0.097
0.119
0.098
se1 9 se5
p1 9 p2
m2 9 m6
su1 9 su2
from western Africa was significantly supported as the sister
taxon of m5 from Central Africa. There was no obvious
structure in the surdaster group, and specimens assigned to
different mitochondrial lineages often had very similar or
identical IRBP sequences (see Fig. S1 in Appendix S2).
Monophyly and phylogenetic position of
Grammomys
The multi-locus ML and BI phylogenies yielded very similar
topologies that validated the Arvicanthini tribe (see Fig. S2
in Appendix S2). All Grammomys representatives clustered in
a monophyletic clade, but with low support for the placement of the poensis group. Sister groups that diverged successively were Thallomys and Aethomys, although the nodes
were weakly supported. Surprisingly, Grammomys was reconstructed as distantly related to Thamnomys, a genus that historically has been thought to be closely affiliated to it
(Musser & Carleton, 2005). Thamnomys diverged at the
beginning of the Arvicanthini radiation and appears to be
the sister genus of Oenomys. The remaining arvicanthine
genera formed three well-supported clades: (1) Hybomys+Stochomys, (2) Desmomys+Rhabdomys and (3) Arvicanthis+Pelomys+Lemniscomys; and two lineages with long and
unresolved branches (Dasymys and Micaelamys).
Divergence dating within Arvicanthini and species
tree of Grammomys
The time of divergence between Grammomys and its sister
genus Thallomys was estimated as Late Miocene (median
TMRCA = 8.83 Ma; see Fig. S2 in Appendix S2). Soon after
their split, the poensis group diverged from the rest of the
genus (TMRCA of Grammomys = 8.21 Ma). The selousi
group then separated (6.58 Ma) from the three remaining
groups, which diverged from each other in the Pliocene.
Based on secondary calibration of the species tree, TMRCAs
of lineages within the five main Grammomys groups are
mostly Pleistocene in age, i.e. < 2.5 Ma (Fig. 4).
Biogeographical analysis
The most probable scenario of the S-DEC model proposed
the continuous distribution of ancestral Grammomys in the
Late Miocene forests that covered eastern and Central Africa,
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followed by a vicariance event that separated the Central (the
poensis group) and East African groups (Fig. 4). The poensis
group subsequently diverged by vicariance to p1 (Wet Central Africa) and remaining lineages (Moist Central Africa),
from where the lineage p4 dispersed into West Africa (Nigeria). In East Africa, the ancestors of the selousi group dispersed to coastal forests in the Late Miocene, but lineage se1
remained in the uplands and split by vicariance from the rest
of the group. The ancestral areas of both the macmillani and
surdaster groups are clearly situated in the East African
mountain forests. From there, a single dispersal event to
wet-moist West African forests followed by diversification
occurred in the m3 lineage (Fig. 4).
DISCUSSION
Deep divergence in Grammomys and the
fragmentation of Miocene forests
The multi-locus phylogeny of Arvicanthini supports the
monophyly of Grammomys. The > 8 Ma divergence between
the poensis group and the remaining lineages makes it one
of the oldest intrageneric divergences among African murids
(assuming that the poensis group remains in the genus
Grammomys, which could be re-evaluated using the data presented here). This finding fits the model of fragmentation of
the African Miocene forest into the current Guineo-Congolese forests and coastal and mountain forests in East Africa
at this time (Lovett, 1993; Plana, 2004). The formation of
the Rift Valley and the decline in global temperatures during
the Late Miocene resulted in greater rainfall seasonality, and
the spread of grassy vegetation and fragmentation of forests
(Bobe, 2006). An increasing number of studies have shown
that the genetic diversification between animal and plant taxa
occurring in both the central and eastern African forests
started during the Late Miocene. For example, the splits
between Congolese and eastern African species of the plant
genera Uvariodendron and Monodora are dated to c. 8.4 Ma
(Couvreur et al., 2008). Similarly, the contraction and fragmentation of the Pan-African forest at this time played a key
role in the diversification of some groups of African chameleons (Tolley et al., 2013). Additionally, two rodent lineages,
endemic to montane forests of East Africa (the denniae
group of Hylomyscus and Praomys delectorum), split from
their sister lineages living mostly in Guineo-Congolese forests
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Evolution of climbing rats and African forests
su4
su3
su7
su5
su6
su2
su8
su9
su10
su1
m8
m7
m4
m5
m3
m2
m1
d
se5
se4
se2
se3
se1
p4
p2
p3
p1
A - Coastal Eastern
B - Upland Eastern
C - Dry Western
D - Wet-Moist Western
E - Moist Central
F - Wet Central
dispersal
vicariance
BE->BEF->B|EF
Mya
Figure 4 Ultrametric Grammomys species tree from *beast. The pie-charts indicate the most probable ancestral areas of particular
clades as estimated by S-DEC model in Bayes-Lagrange (Ree & Smith, 2008).
at the beginning of the Praomyini radiation dated to the end
of the Miocene (Lecompte et al., 2005; Missoup et al., 2012;
Demos et al., 2014).
Palaeoendemism in coastal forests of East Africa
The coastal forests of East Africa were recognized as a distinct phytogeographical unit by White (1983) and, more
recently, by Fayolle et al. (2014). They exhibit a patchy distribution extending from southern Somalia to the Limpopo
River in southern Mozambique and represent endangered
centres of biodiversity. There is evidence that most of the
coastal forest endemics, including mammals, are palaeoendemics (Burgess et al., 1998). Phylogenetic reconstruction of
Grammomys revealed the split of the selousi group from
other East African Grammomys c. 6.5 Ma (Fig. 4), indicating
a Late Miocene separation of coastal and highland forests in
eastern Africa (Fig. 5). This is concordant with the divergence time (c. 6.5 Ma) proposed by Mikula et al. (2016)
between the genus Beamys (a rodent typical of African
coastal forests) and its sister genus Cricetomys (widespread in
various African forests). The Grammomys lineage se3 from
east coastal South Africa suggests a historical connection
between coastal forests in East Africa and those further
south, which has not been reported before. Species inhabiting these coastal forests are able to reach higher altitude
Journal of Biogeography 44, 182–194
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forests (possibly via riverine gallery forests) as suggested by
the presence of se2 in the Mulanje Mts, se5 in the Usambara
Mts and the observation that Beamys occurs in coastal forests
as well as in the Southern Rift Mountains (SRM) (Happold,
2013). The clear north–south structuring within the selousi
group reflects the fragmented nature of coastal forests; this
separation may be maintained by large rivers (e.g. Rufiji,
Zambezi, Limpopo) as observed for other lowland species
(Bartakova et al., 2015; McDonough et al., 2015). Alternative
hypotheses of divergence within coastal forests include climatic changes in the Plio-Pleistocene or increases in sea
level, shrinking suitable habitats into isolated fragments situated at higher elevations (Burgess et al., 1998).
Evolution of the eastern Afromontane biodiversity
hotspot during Plio-Pleistocene climatic oscillations
A reversal of the cooling trend occurred in the Early Pliocene.
This represented the warmest period over the last 5 Myr, leading to the suggestion that East African forests may have
expanded at this time, especially at higher elevations (Feakins
& deMenocal, 2010). More continuous forest cover probably
facilitated the dispersion of the dolichurus group in southeastern Africa during that period. However, after 3.5 Ma temperatures decreased and the Plio-Pleistocene aridification events
linked with significant expansion of grass-dominated
189
J. Bryja et al.
to have descended from high, humid montane forest to drier,
forested savanna habitats. We hypothesize that an increased
ability to colonize drier habitats may have allowed Grammomys to colonize relatively large areas at the interface
between the Guineo-Congolese forests and the Sudanian
savanna, and consequently, the Guinean forests-savanna
mosaic of West Africa (m3; see below).
The diversification events within the surdaster group may
also be linked to Pleistocene climatic changes. There is
increasing evidence that during humid periods within the
last 2 Myr, the currently fragmented mountain forests of the
EAM and SRM were repeatedly united, allowing the periodic
exchange of forest-dependent faunas. However, it is unlikely
that a single spatiotemporal scenario applies for all faunal
components, as even species with presumably similar ecological requirements may have different responses to the same
environmental changes (Carleton & Stanley, 2012). For
example, phylogenetic reconstructions of the forest-dependent rodent Praomys delectorum revealed two distinct lineages corresponding to the Usambara Mts in the north and
Nguru Mts in the south, which are separated by the wide
savanna belt in northeastern Tanzania (Bryja et al., 2014b).
However, both sides of this belt are inhabited by a single
mitochondrial Grammomys lineage (su10; Fig. 3). Such
incongruent distribution patterns may be due to a lower
dependency of Grammomys on the prevailing ecological conditions in humid montane forests. This would have allowed
ecosystems in East Africa generated more diverse mosaic environments (Bobe, 2006). Within the genus Grammomys, these
environmental changes are reflected by intensive radiations
that occurred in the eastern Afromontane hotspot, especially
in the Eastern Arc Mountains and Southern Rift Mountains
(EAM+SRM; the surdaster group) and the Kenyan Highlands
and Albertine Rift Mountains (KH+ARM; the macmillani
group) (Fig. 5). The overlap in the distribution ranges of
mammal species occurring in the main blocks of the eastern
Afromontane region (i.e. EAM+SRM versus KH+ARM) is generally very low (e.g. Carleton et al., 2015), suggesting that the
faunas of the EAM+SRM and the KH+ARM pursued longterm independent evolutionary trajectories. The distribution
ranges for the macmillani and surdaster groups reported in
this study appear to agree with this scenario (Fig. 1).
Demos et al. (2014) provided evidence of repeated Pleistocene connections between small mammal taxa inhabiting
forests of the Albertine Rift Mts and the Kenyan Highlands.
This explains the sister-group relationship between two lineages restricted to high elevations of the Albertine Rift Mts
(i.e. palaeoendemics m1 + m2) and the rest of the macmillani
group, the geographical origin of which is presumed to be in
the Kenyan highlands. It can be argued that during one of the
humid Pleistocene periods, lineage m4 from the Kenyan highlands colonized the southern Kenyan and northern Tanzanian
mountains (e.g. the volcanoes in the Rift Valley inhabited by
m7 and m8). Subsequently, the lineage leading to m5 appears
(a)
(b)
Late Miocene
(9-7 Mya)
Late Miocene
(8-5.5 Mya)
(d)
(c)
?
Pliocene
(5-2.5 Mya)
Pleistocene
(2.5-0.5 Mya)
Figure 5 Schematic illustration of major evolutionary events in Grammomys. (a) The fragmentation of Late Miocene pan-African forest
into the ancestors of current Guineo-Congolese forests (green) and East African montane and coastal forests (purple). (b) The split
between Grammomys inhabiting montane (red) and coastal (yellow) forests in East Africa. (c) During the Pliocene the ancestors of the
dolichurus (orange), surdaster (red) and macmillani (blue) groups split along a south–-north trajectory. The long-term forest refugia for
the surdaster and macmillani groups were probably located in the EAM + SRM for the former and in KH + ARM for the latter. (d)
Pleistocene climatic cycles caused repeated fragmentations and expansions of forest habitats leading to diversification within all five
main clades. One of the expansions of the macmillani clade involved the colonization of Guinean forests (m3 lineage) by the ‘northern
route,’ i.e. north of the Congolese forests. Note that the ellipses at (a) and (b) show only schematically the positions of ancestral
populations and do not indicate precise geographical locations.
190
Journal of Biogeography 44, 182–194
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Evolution of climbing rats and African forests
them to colonize both miombo woodlands (lineage su4) and
savanna-forest mosaics on the southeastern edge of the Congolese forests (su5–su7). Such distribution patterns have not
been observed in previously studied forest specialists
restricted to the EAM and SRM (e.g. Lawson, 2010; Tolley
et al., 2011; Bryja et al., 2014b; Loader et al., 2014).
Long-distance dispersal along the northern edge of
the Congo Basin
In order to explain similarities between eastern and western
African montane forests and grasslands, many authors have
assumed that, during climatic changes and especially during
colder humid periods, the mountain floras and faunas must
have extended to the lowlands, which facilitated dispersal
between mountain massifs (White, 1981). The zones characterized by the mosaic of forest and savanna north of the
Congo basin are among the least known areas of Africa. However, our results concerning the distribution of Grammomys
m5 suggest that there is a clear biogeographical connection
between Uganda (+westernmost Kenya) and Central Africa
(northeastern DRC, CAR, South Sudan). This link is not only
indicated by this study, but also by earlier studies which
revealed that identical genetic lineages of other rodents occur
in this forest/savanna mosaic, e.g. Mus cf. bufo (Bryja et al.,
2014a), or Aethomys hindei (Monadjem et al., 2015). The biogeographical scenario suggests that, during humid phases, the
Pleistocene lowland forests of the Congo Basin extended further north than they do today. This situation may have
allowed the ancestors of Grammomys m3 + m5 from eastern
Africa to disperse along the northern margin of the Congolese
forest and colonize northeastern DRC, CAR and South Sudan
(Fig. 5). It seems plausible that after the northern edge of the
lowland forests in the Congo Basin receded, some populations
persisted in the resulting relict forests in forest-savanna
mosaics (i.e. G. m5 in CAR), montane areas (probably G.
aridulus in Jebel Marra region in Sudan; Fig. 1) or adapted to
new environments, where Grammomys mice were previously
absent (G. buntingi=m3 in West Africa).
CONCLUSION
This is the first phylogenetic study of Grammomys that
includes samples from most of its distribution area in subSaharan Africa. Our results suggest that the genus is monophyletic and unrelated to Thamnomys, and that its intrageneric divergences are among the oldest in African murids
(> 8 Ma). The majority of the five detected clades have parapatric distribution ranges, and the times of divergence estimated among these clades agree with accepted scenarios for
the evolutionary history of the African forests since the Late
Miocene. The distribution of these lineages does not agree
with the current taxonomy. Our results suggest that a revision of this genus will lead to discoveries of new species,
especially in highland and coastal forests in East Africa.
Journal of Biogeography 44, 182–194
ª 2016 John Wiley & Sons Ltd
ACKNOWLEDGEMENTS
This study was supported by the Czech Science Foundation,
project no. 14-36098G. The French ANR – IFORA project
and the INCO-DEV Project – TREATCONTROL allowed
work in West-Central Africa. Fieldwork in DR Congo was
supported by the Belgian Directorate for Development Cooperation (DGD) and the Flemish Inter-University Council –
University Development Cooperation (VLIR-UOS). For help
during the fieldwork, we acknowledge V. Mazoch, H.
Konvickova, J. Sklıba, M. L€
ovy, G. Mhamphi, F. Sedlacek, S.
Safarcıkova, A. Konecny , S. Gambalemoke Mbalitini, B.
Kadjo, F. Kourouma, M. Sylla, D. Mory, J. Mwanga, P.
Kaleme, B. Ndara Rusziga, R. Kityo, A Wetsiba, E. Kemming, A.D. Missoup, R. Cornette, S. Moulin, E. Lecompte,
A. Lalis and all other local field collaborators. The assistance
of R. Makundi, A. Massawe, C. Sabuni, J. Mbau, W.N. Chitaukali, M. Colyn, B. Dudu Akaibe, L. Koivogui, C. Camara
and the late W. Verheyen with project logistics and collection
of samples is highly appreciated. H. Konvickova and L.
Pialek helped with genotyping, and F. Jacquet, C. Sabuni and
J. Go€
uy de Bellocq provided unpublished sequences. For permission to carry out the research and to collect specimens,
we are obliged to the National Research Council and Forestry Department in Malawi, the Uganda National Council
for Science and Technology, the Kenyan Forest Service and
the Kenyan Wildlife Service, COSTECH Tanzania, the Guinean and Cameroonian Ministries of Water and Forest Management, the Zambian Wildlife Authority, Sokoine
University of Agriculture in Morogoro (Tanzania), Uganda
Wildlife Authority, Institut National pour l’Environment et
la Conservacion de la Nature (Burundi), Institut Nacional
pour la Conservacion de la Nature and the scientific team at
Lwiro (DRC), Wildlife Conservation Society, Rwanda Development Board, and National University of Rwanda (N.
Ntare, D. Tuyisingize), Gorongosa Restoration Project & the
Carr Foundation (Mozambique), National Museums of
Kenya (B. Agwanda) and the ‘Centre de surveillance de la
biodiversite’ in Kisangani (DR Congo). We also thank the
SYNTHESYS programme (BE-TAF-5113 to OM and FRTAF-5799 to JB) and museum curators that allowed us to
study collections in their care: W. Wendelen (RMCA), R.
Hutterer (ZFMK), J. Phelps (FMNH), C. Conroy (MVZ), D.
Lunde (USNM) and V. Volpato (SMF). B. van Vuuren, J.
Masters, P. Linder and two anonymous referees provided
very useful comments on previous version of the manuscript.
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SUPPORTING INFORMATION
Additional Supporting Information may be found in the
online version of this article:
Appendix S1 Collecting localities and genetic data.
Appendix S2 Additions to phylogenetic analyses.
Appendix S3 Detailed Bayesian phylogeny of mtDNA.
DATA ACCESSIBILITY
New sequences used in phylogenetic analyses are available in
GenBank under accession numbers KU723898–KU724057
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J. Bryja et al.
and KU747156–KU747161 (CYTB), KU723674–KU723792
(16S), KU723651–KU723656 and KU723793–KU723897
(IRBP), KU723660–KU723673 (RAG1), KU723657–KU723659
(BRCA1) (see Appendix S1). Further details of specimens,
including museum numbers, are specified in Appendix S1.
BIOSKETCH
Josef Bryja is head of the molecular ecology group at the
Institute of Vertebrate Biology ASCR and has a general
interest in factors affecting the evolution of vertebrate
194
populations. His specialities include phylogeography and speciation in Africa, conservation genetics and mechanisms of
host–parasite co-evolution.
Author contributions: J.B., R.S., C.D. and E.V. conceived and
designed the study; J.B., R.S., J.K.P., C.D., V.N., T.A. and E.V.
collected or provided important part of samples; T.A. and A.B.
genotyped most samples; J.B., O.M. and T.A. analysed data;
and J.B. wrote the first draft of the manuscript. All authors
contributed to the final version of the paper.
Editor: Judith Masters
Journal of Biogeography 44, 182–194
ª 2016 John Wiley & Sons Ltd